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Brian Lee - Series 65 Video Course
Series 65 Video Course
Unique solutions to taking your Investment Advisor Rep exam
Join Brian Lee for everything you need to know to pass your Series 65 exam. Brian is one of the most dynamic instructors in the country and has helped students pass their FINRA/NASAA exams for over 20 years! The closest thing to a live class!
Your Instructor
Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.
Course Curriculum
Module 1
Series 65 Introduction (24:30)
Downloadable Class Notes
Lesson 1 - Economics and Business Information (27:46)
Lesson 2 - Quantitative Analysis (14:07)
Module 2 - Investment Vehicles
Lesson 1 - Equity Securities (22:18)
Lesson 2 - Debt Securities (27:24)
Lesson 3 - Analysis of Debt and Equity Securities (10:57)
Lesson 4 - Gov’t and Municipal Securities (17:04)
Lesson 5 - Cash & Cash Equivalent (4:55)
Lesson 6 - Investment Co. & REIT’s (19:17)
Lesson 7 - Options, Futures & Forwards (26:32)
Lesson 8 - Alternative Investments (8:32)
Lesson 9 - Insurance-Based Products (13:48)
Module 3 - Client Recommendations and Investment Strategies
Lesson 1 - Types of Clients (Business Entities) (8:02)
Lesson 2 - Trust Accts. (11:38)
Lesson 3 - Client Objectives and Recommendations (16:18)
Lesson 4 - Capital Market Theory (12:50)
Lesson 5 - Portfolio Management Styles (20:22)
Lesson 6 - Retirement Plans (13:09)
Lesson 7 - Taxation and ERISA Guidelines (16:08)
Lesson 8 - Special Accounts (15:20)
Lesson 9 - Trading (17:04)
Performance Formulas
Module 4 - Laws, Regulations and Ethical Practices
Lesson 1 - Federal Laws (26:55)
Lesson 1.1 - Definitions (B/D’s & Agents) (18:39)
Lesson 2 - Definitions (Investment Advisers) (12:05)
Lesson 3 Registration of Advisers and Reps (16:59)
Lesson 3 -Investment Advisor Definition (24:06)
Lesson 4 - Registration Procedures (U.S.A.) (14:42)
Lesson 5 - Securities Registration & Exemptions (21:46)
Lesson 6 - Powers of the Administrator (11:07)
Lesson 7 - Investment Advisers Act 1940 and Ethics (19:57)
Lesson 8 - Conflicts (6:09)
Closing Remarks (2:08)
Practice Exams
Additional Practice Questions
Practice Final
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